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LPL Financial is ducking a multi-million dollar bullet. The SEC in January 2025 penalized two broker-dealers of Wells Fargo Advisors $35 million and Merrill Lynch $25 million for not paying clients ...

LPL Financial said it was reducing fees to advisors on several platforms as it reported a robust increase in assets to $2.3 trillion following its acquisition of Commonwealth Financial Network in a ...

LPL Financial said that it had closed on the acquisition of Commonwealth Financial Network Friday morning, adding that it was pushing out its final integration timing to the fourth quarter of 2026.

Advisor Adam Spiegelman took LPL’s acquisition announcement as a sign to make a career move he’d long considered but hadn’t felt quite ready for. When LPL Financial said it would acquire Commonwealth ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing. Other firms are offering their own deals. LPL Financial’s March 31 ...

Rich Steinmeier, CEO of LPL Financial Holdings Inc., first reached out to Joe Deitch, owner and chairman of Commonwealth Financial Network, around Christmas last year, and sent him an email. The ...

LPL Financial has announced an agreement to acquire Commonwealth Financial Network for about $2.7 billion in cash, linking up the country’s largest independent broker/dealer with one known for its ...

LPL Financial LLC has launched an enhanced suite of Marketing Solutions to assist financial advisors in strengthening client relationships and driving business growth. This includes a new Digital ...

LPL Financial failed to follow its own anti-money laundering procedures for client identification across more than 12,000 accounts over nearly five years, according to the SEC. "Federal law requires ...

Rival firms Ameriprise Financial and LPL Financial have settled their U.S. District Court litigation over advisor departures and client poaching, agreeing to hire a forensic examiner to look at LPL’s ...